FINRA's 85th Anniversary With CEO Robert Cook #finra #investing
FINRA's Savvy Investor on What is Compound Interest?
FINRA's Savvy Investor on Following the Crowd: Investing and Social Media
Do your homework before you buy stock in a company. Learn more at finra.org #finra #investing
šØ Be alert to phishing scams posing as legit financial institutions. Learn more at finra.org #finra
Take a deep breath BEFORE you buy. There are no āsure thingsā in investing. #finra
FINRA on the Street: AI & Finances #financialliteracy #finance #ai #finra
FINRA On the Streets: Would You Trust AI With Your Finances? #financialliteracy #finance #ai #finra
FINRA's Annual Conference 2024: Dr. Olivia Valdes on Why You Invest? #finance #investing #finra
FINRA answers the question...What's an ETF? #financialliteracy #finance #finra
Trading in Microseconds (T+1) explained by FINRA's Board Chair Eric Noll #finance #finra #investing
FINRA Diversity Summit: NYSE's Bowen on Data and Analysis' Role to Find Diversity Blind Spots
The First Step of FINRA's Rule-Making Process
The Importance of Small Firms Using FINRA as a Resource
The latest on FINRA's Maintaining Qualifications Programs from the 2023 Small Firm Conference
Robert Cook, FINRA CEO, shares his view on the small firm community at the Small Firm Conference
What does 'Amplify Our Voices' mean to you?
FINRA Annual Conference - Video Clip: Cybersecurity
FINRA Annual Conference - Video Clip: CFTC Chair Rostin Behnam on Diversity, Equity and Inclusion
FINRA Annual Conference - Video Clip: Enforcement Developments
FINRA Annual Conference - Video Clip: Private Placements
FINRA Annual Conference - Video Clip: Maintaining Qualifications Program
FINRA Annual Conference - Video Clip: Left of Boom Fraud Prevention
FINRA is the Financial Industry Regulatory Authority. We're an independent regulatory organization empowered by the federal government to ensure that America's 90 million investors are protected.
It's our job to ensure that brokers and securities firms play by the rules. We do this by conducting routine examinations of registered brokers and securities firmsāand investigating brokers and securities firms against whom complaints have been made. If we find that brokers have violated the rules, we can fine, suspend or even bar them from the industry. Last year, we returned more than $1 billion to harmed investors.
Another key part of our mission is to educate investors. An informed investor is a safer and more confident investorāand we're committed to keeping investors up to date on potential investment scams and actions taken against dishonest brokers. Our Web site offers unbiased educational resources and tools to help investors evaluate investment products and professionals.